FREQUENTLY ASKED QUESTIONS
- - Any natural person whose individual net worth, or joint net worth with that person's spouse, exceeds $1,000,000;
- - Any natural person who had an individual income in excess of $200,000 in each of the two most recent years or joint income with that person's spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level in the current year;
- - Any trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities offered, whose purchase is directed by a sophisticated person as described in §230.506(b)(2)(ii); and
- - Any entity in which all of the equity owners are accredited investors.
A "broker" and "dealer" are U.S. regulatory terms and although they are seen together, they represent different entities. A broker executes orders on behalf of clients, that hold a brokerage account. This, to an investor, is the person(s) that helps them buy and sell securities.
A dealer, on the other hand, trades for its own account. Apart from buying and selling securities, a dealer also makes markets in securities, underwrites securities and provides investment services to investors.
Redhawk Investment Group, LLC offers direct and alternative oil and gas investment opportunities that enable investors to participate in the potential cash flow and the unique tax benefits associated with oil and gas investments. There are significant risks associated with investing in oil and gas offerings. The information contained in this website is for informational purposes only and is not a solicitation to buy or sell any securities. Information on this site is not intended to be used as investment or tax advice. Consult your investment advisor or tax advisor concerning the current tax laws and effects on your personal tax situation.